Compliance & risk management - Page 4
News
FCA fines NatWest £264.8 million for failed anti money laundering duty
Firms handling large sums of cash have been reminded of their duty to combat money-laundering after NatWest Bank was fined £264.8 million in the Financial Conduct Authority's first criminal prosecution for money laundering failings.
Compliance & risk management
14 Dec
News
Growth in the face of COVID-19 an ‘unexpected positive’, says Alphera boss
A 21% rise in finance applications was not what Alphera Financial Services head Preston Rogers anticipated when he was tackling the fall-out of COVID-19 in 2020 – but that is what the business delivered.
Supplier news
22 Jun
News
Lookers avoids sanctions as FCA closes investigation into ‘possible mis-selling’
The FCA has told Lookers does not intend to apply any sanction against the car retail group following the decision to close its investigation into the ‘possible mis-selling’ of regulated products.
car dealer news
2 Mar
Most read
Return to normality
16 May
5 minutes with
Supplier insight
14 May
Chinese brand Changan
14 May
strategy for the next decade
15 May
Hatchbacks top
Supplier insight
16 May

